Page history
13 February 2025
→The Conduct-and-Effects Test
+1,990
→International Schemes and SEC Enforcement Actions
+983
→Awards Paid from a Deferred Prosecution Agreement or Non-Prosecution Agreement
+6
→Securities Law Violations that Qualify for an SEC Whistleblower Award
+6
→Criteria for Determining the Amount of a Whistleblower Award
+6
→SEC Whistleblower Rules
+6
→SEC Office of the Whistleblower
+6
→SEC Whistleblower Program A Success
+6
→Overview
+6
→Rationale for Deeming Payments made under DPAs and NPAs as “Monetary Sanctions”
+6
→Lessons Learned from SEC Whistleblower Award Determinations
+6
→Tip #1: Establish a Material Violation
+6
→Tip #2: Quickly Determine Eligibility Because It May Affect Award Percentage
+6
→Tip #3: Act Fast
+6
→Tip #4: Know the Rules Before Filing with the SEC
+6
→Tip #5: Draft a Tip that Grabs the SEC’s Attention
+6
→Prevailing in a Retaliation Whistleblower Case With Prior Performance Problems
+6
→Submitting a Tip Anonymously to the SEC Office of the Whistleblower
+6
→Attorney Submission of an Anonymous Tip to the SEC
+6
→Potential Exposure in an Anonymous Submission
+6
→Disadvantages to Submitting a Tip Anonymously
+6
→Confidentiality Applies to Other Government Agencies
+6
→10-Step Summary of the SEC Whistleblower Process
+6
→Employment Protections Available for SEC Whistleblowers
+6
→International Schemes and SEC Enforcement Actions
+6
→Largest SEC Whistleblower Awards
+6
→Largest SEC Whistleblower Awards
+1,134
→Employment Protections Available for SEC Whistleblowers
+1,601
→10-Step Summary of the SEC Whistleblower Process
+1,192
→Confidentiality Applies to Other Government Agencies
+2,459
→Disadvantages to Submitting a Tip Anonymously
+584
→Potential Exposure in an Anonymous Submission
+3,969
→Submitting a Tip Anonymously to the SEC Office of the Whistleblower
+3,790
→Prevailing in a Retaliation Whistleblower Case With Prior Performance Problems
+1,352
→Tip #5: Draft a Tip that Grabs the SEC’s Attention
→Tip #5: Draft a Tip that Grabs the SEC’s Attention
+4,759
→Tip #4: Know the Rules Before Filing with the SEC
+2,263
→Lessons Learned from SEC Whistleblower Award Determinations
+7,692
→Rationale for Deeming Payments made under DPAs and NPAs as “Monetary Sanctions”
+957
→Securities Law Violations that Qualify for an SEC Whistleblower Award
+7,709
→SEC Office of the Whistleblower
+8,446
→Overview
+2,592
Created page with "== Overview == Under the SEC Whistleblower Program, the SEC will issue awards to whistleblowers who provide original information that leads to enforcement actions with total m..."
+3,737